CATNYSESEC EDGAREDGAR

CATERPILLAR INC

Construction Machinery & Equip·IRVING, TX·FY end 12/31·CIK 18230

Overview Financials Compensation Governance Insiders Filings

Net 180d

-$43.0M

1 buys / 25 sales

Open-market buys

$620.4K

1 transactions

Open-market sales

$43.6M

25 transactions

Cluster windows

0 buy / 0 sell

Insider transaction timeline

2-year window · 96 buys · 197 sales · dot size = transaction value

AcquisitionsSalesCluster window (≥2 sales / month)

Form 4 transactions

Showing 30 of 293

Date	Insider	Type	Shares	Value
2026-11-02	Fish James C Jr	Buy	1,000	$620.4K
2026-08-28	Creed Joseph EChief Executive Officer	Sale	1,351	-$1.1M
2026-08-28	Creed Joseph EChief Executive Officer	Sale	3,382	-$2.7M
2026-08-28	Creed Joseph EChief Executive Officer	Sale	1,280	-$1.0M
2026-08-28	Creed Joseph EChief Executive Officer	Sale	6,135	-$5.0M
2026-08-28	Creed Joseph EChief Executive Officer	Sale	2,639	-$2.1M
2026-08-28	Creed Joseph EChief Executive Officer	Sale	4,831	-$3.9M
2026-08-28	Creed Joseph EChief Executive Officer	Sale	5,035	-$4.1M
2026-08-28	Creed Joseph EChief Executive Officer	Sale	3,041	-$2.5M
2026-08-28	Creed Joseph EChief Executive Officer	Sale	2,137	-$1.7M
2026-08-28	Creed Joseph EChief Executive Officer	Exercise	44,403	$9.8M
2026-08-28	Creed Joseph EChief Executive Officer	Tax withhold	12,002	-$9.8M
2026-08-28	Creed Joseph EChief Executive Officer	Sale	480	-$384.1K
2026-08-28	Creed Joseph EChief Executive Officer	Sale	540	-$432.6K
2026-08-28	Creed Joseph EChief Executive Officer	Sale	280	-$224.6K
2026-08-28	Creed Joseph EChief Executive Officer	Sale	750	-$602.5K
2026-08-28	Creed Joseph EChief Executive Officer	Sale	520	-$418.0K
2026-06-10	WILKINS RAYFORD JR	Award	211	—
2026-06-10	SCHWAB SUSAN C	Award	211	—
2026-06-10	REED DEBRA L	Award	211	—
2026-06-10	Marks Judith Fran	Award	211	—
2026-06-10	MacLennan David	Award	211	—
2026-06-10	KEENE NAZZIC S	Award	211	—
2026-06-10	Johnson Gerald	Award	211	—
2026-06-10	Fish James C Jr	Award	211	—
2026-05-14	Johnson Denise CGroup President	Sale	402	-$366.1K
2026-05-14	Johnson Denise CGroup President	Sale	1,605	-$1.5M
2026-05-14	Johnson Denise CGroup President	Exercise	16,078	$3.2M
2026-05-14	Johnson Denise CGroup President	Tax withhold	3,473	-$3.2M
2026-05-14	Johnson Denise CGroup President	Sale	1,787	-$1.6M