CATNYSESEC EDGAREDGAR

CATERPILLAR INC

Construction Machinery & Equip·IRVING, TX·FY end 12/31·CIK 18230

Overview Financials Compensation Governance Insiders Filings

Net 180d

-$192.7M

1 buys / 54 sales

Open-market buys

$219.2K

1 transactions

Open-market sales

$192.9M

54 transactions

Cluster windows

0 buy / 6 sell

Insider transaction timeline

2-year window · 100 buys · 199 sales · dot size = transaction value

AcquisitionsSalesCluster window (≥2 sales / month)

Form 4 transactions

Showing 30 of 299

Date	Insider	Type	Shares	Value
2026-06-10	Fish James C Jr	Award	211	—
2026-06-10	MacLennan David	Award	211	—
2026-06-10	Marks Judith Fran	Award	211	—
2026-06-10	WILKINS RAYFORD JR	Award	211	—
2026-06-10	SCHWAB SUSAN C	Award	211	—
2026-06-10	REED DEBRA L	Award	211	—
2026-06-10	KEENE NAZZIC S	Award	211	—
2026-06-10	Johnson Gerald	Award	211	—
2026-05-14	Johnson Denise CGroup President	Sale	2,302	-$2.1M
2026-05-14	Johnson Denise CGroup President	Sale	402	-$366.1K
2026-05-14	Johnson Denise CGroup President	Sale	1,605	-$1.5M
2026-05-14	Johnson Denise CGroup President	Sale	1,787	-$1.6M
2026-05-14	Johnson Denise CGroup President	Tax withhold	3,473	-$3.2M
2026-05-14	Johnson Denise CGroup President	Sale	1,491	-$1.4M
2026-05-14	Johnson Denise CGroup President	Sale	1,191	-$1.1M
2026-05-14	Johnson Denise CGroup President	Sale	1,568	-$1.4M
2026-05-14	Johnson Denise CGroup President	Exercise	16,078	$3.2M
2026-05-14	Johnson Denise CGroup President	Sale	2,259	-$2.0M
2026-05-13	Johnson Denise CGroup President	Exercise	7,900	$1.6M
2026-05-13	Johnson Denise CGroup President	Tax withhold	1,704	-$1.6M
2026-05-13	Johnson Denise CGroup President	Sale	3,546	-$3.2M
2026-05-13	Schaupp William EChief Accounting Officer	Sale	360	-$326.2K
2026-05-13	Johnson Denise CGroup President	Sale	2,650	-$2.4M
2026-05-11	Creed Joseph EChief Executive Officer	Tax withhold	574	-$523.5K
2026-05-11	Fassino Anthony D.Group President	Exercise	21,403	$4.7M
2026-05-11	Fassino Anthony D.Group President	Tax withhold	5,120	-$4.7M
2026-05-11	Fassino Anthony D.Group President	Sale	15,440	-$14.2M
2026-05-11	Fassino Anthony D.Group President	Sale	843	-$773.6K
2026-05-11	Pambianchi Christine MChief Human Resources Officer	Tax withhold	224	-$204.3K
2026-05-08	Epley Kyle JosephChief Financial Officer	Award	515	—